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J.P. MORGAN SEC.LTD UK Regulatory Announcement: Form 8.5 (EPT/RI) - ..

Datum nieuwsfeit: 02-07-2012
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J.P. MORGAN SEC.LTD UK Regulatory Announcement: Form 8.5 (EPT/RI) - ..


July 02, 2012 06:22 AM Eastern Daylight Time

Form 8.5 (EPT/RI) - Xstrata Plc

LONDON--(BUSINESS WIRE)--

FORM 8.5 (EPT/RI)

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY

Rule 8.5 of the Takeover Code (the "Code")

1. KEY INFORMATION

(a) Name of exempt principal trader: J.P. Morgan Securities ltd.
(b) Name of offeror/offeree in relation to whose relevant securities this form relates:
Xstrata Plc
Use a separate form for each offeror/offeree
(c) Name of the party to the offer with which exempt principal trader is connected: Xstrata Plc
(d) Date dealing undertaken: 29 June 2012
(e) Has the EPT previously disclosed, or is it today disclosing, under the Code in respect of any other party to this offer? Yes

2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER

(a) Purchases and sales

Class of relevant security Purchases/ sales Total number of securities Highest price per unit paid/received Lowest price per unit paid/received
Purchases 11,522 12.2000 CHF 12.0000 CHF

357,693 8.2150 GBP 7.9860 GBP
Ordinary Shares


Sales 395,322 8.1870 GBP 7.9860 GBP

(b) Derivatives transactions (other than options)

Product description Nature of dealing
Class of relevant security Number of reference securities Price per unit
e.g. CFD e.g. opening/closing a long/short position, increasing/reducing a long/short position
Ordinary Shares Equity Swap Short 11,522 12.0553 CHF

(c) Options transactions in respect of existing securities

(i) Writing, selling, purchasing or varying

Exercise price per unit Type Option money paid/ received per unit
Class of relevant security Product description e.g. call option Writing, purchasing, selling, varying etc. Number of securities to which option relates Expiry date
(GBP) e.g. American, European etc. (GBP)

(ii) Exercising

Product description
Class of relevant security Number of securities Exercise price per unit
e.g. call option

(d) Other dealings (including subscribing for new securities)

Nature of dealing
Class of relevant security Details Price per unit (if applicable)
e.g. subscription, conversion

The currency of all prices and other monetary amounts should be stated.

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

3. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any
person acting in concert with a party to the offer:

If there are no such agreements, arrangements or understandings, state "none"

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state "none"

Date of disclosure: 02 July 2012
Contact name: Andrew Mhango
Telephone number: 0207 134 6114

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at (monitoring@disclosure.org.uk). The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure
requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

Short Name: J.P. MORGAN SEC.LTD
Category Code: FER
Sequence Number: 333079
Time of Receipt (offset from UTC): 20120702T111426+0100

Contacts

J.P. Morgan Securities Ltd.

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